All adviser firms have clients that do not require regular face to face meetings and reviews. This may be due to a simple personal preference, a time limitation or financial viability.

 

Whatever the reason, advisers are now required to have in place an appropriate service proposition for all clients - including those for whom the traditional advice route may not be suitable or appropriate - in order to meet FCA requirements.

 

Intelligent Money's IM Optimum portfolios are an ideal solution for such clients as risk management, asset allocation and investment management all operate internally and in unison. We recognise however that our minimum investment criteria precludes many clients with smaller fund values from accessing this service.

 

To this extent we have put in place our Quantum programme. This allows advisers to side-step our minimum investment levels when seeking to move groups of individual clients to Intelligent Money.

 

You can use the Quantum programme to meet your regulatory responsibilities for these clients yourself.

 

Alternatively you can engage our partner company Adviser Assistant to undertake this work on your behalf.

 

Adviser Assistant is an FCA authorised and regulated firm that has no clients of its own, but instead specialises in providing (and taking regulatory responsibility for) external reviews of groups of your clients and (where suitable) undertaking the switching process to Intelligent Money under your agency, with your agreed level of adviser remuneration, all on your behalf.

 

You remain constantly in control of which clients you select for this service and retain client ownership throughout. Please contact us or visit adviserassistant.com for further information.